-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U+pyFXUiFu2945Ds72O7Ujc7Wy6d4pi6htPMLn8DizA4P059t6qK6ykrVXW0JtPh ebwi4MUGKF6pyFi71AjSFQ== 0000950127-98-000163.txt : 19980402 0000950127-98-000163.hdr.sgml : 19980402 ACCESSION NUMBER: 0000950127-98-000163 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980401 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENNFED FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000920945 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 223297339 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48435 FILM NUMBER: 98585399 BUSINESS ADDRESS: STREET 1: 622 EAGLE ROCK AVE CITY: WEST ORANGE STATE: NJ ZIP: 07052 BUSINESS PHONE: 2016697366 MAIL ADDRESS: STREET 1: 622 EAGLE ROCK AVE CITY: WEST ORANGE STATE: NJ ZIP: 07052 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN GRENFELL CAPITAL MANAGEMENT INC /ADV CENTRAL INDEX KEY: 0000793436 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133315378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 885 THIRD AVE 32ND FL CITY: NEW YORK STATE: NY ZIP: 10022-4802 BUSINESS PHONE: 2122302600 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4802 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN GRENFELL CAPITAL MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19980401 SC 13G/A 1 AMENDMENT TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------ SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. __) PENNFED FINANCIAL SERVICES INC. (Name of issuer) Common Stock (Title of class of securities) 708167101 (CUSIP NUMBER) February 15, 1998 (Date of Event which requires filing of this Statement) Check the appropriate box to designate the rule pursuant to which this schedule is filed: (X) Rule 13d-1 (b) ( ) Rule 13d-1 (c) ( ) Rule 13d-1 (d) JAMES A. CAPEZZUTO WITH COPIES TO: LEGAL OFFICER DONALD P. MADDEN, ESQ. MORGAN GRENFELL CAPITAL WHITE & CASE LLP MANAGEMENT INCORPORATED 1155 AVENUE OF THE AMERICAS 885 THIRD AVENUE NEW YORK, NY 10036 NEW YORK, NY 10022-4802 212-819-8800 212-230-2670 (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) - --------------------------------- CUSIP No. 708167101 13G - --------------------------------- - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Morgan Grenfell Capital Management Incorporated IRS ID: 13-3315378 - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ( ) N/A (b) ( ) - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, U.S.A. - ---------------------------- ------ -------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER None ------ -------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY None ------ -------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 51,500 ------ -------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER None - -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 51,500 - -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ( ) - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.1% - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IA - -------- ----------------------------------------------------------------------- - --------------------------------- CUSIP No. 708167101 13G - --------------------------------- ITEM 1(A). NAME OF ISSUER: PENNFED FINANCIAL SERVICES INC. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 622 Eagle Rock Avenue West Orange, NJ 07052 ITEM 2(A). NAME OF PERSON FILING: See Item 1 of the cover pages attached hereto. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 885 Third Avenue, Suite 3200 New York, NY 10022-4802 ITEM 2(C). CITIZENSHIP: See Item 4 of the cover pages attached hereto. ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(E). CUSIP NUMBER: 708167101 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a)( ) Broker or dealer registered under section 15 of the Act; (b)( ) Bank as defined in section 3(a)(6) of the Act; (c)( ) Insurance Company as defined in section 3(a)(19) of the Act; (d)( ) Investment Company registered under section 8 of the Investment Company Act of 1940; (e)(X) An investment adviser in accordance with Rule 13d-1 (b)(1)(ii)(E); (f)( ) An employee benefit plan, or endowment fund in accordance with Rule 13d-1 (b)(1)(ii)(F); (g)( ) A parent holding company or control person in accordance with Rule 13d-1 (b)(1)(ii)(G); (h)( ) A savings association as defined in section 3(b) of the Federal Deposit Insurance Act; (i)( ) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j)( ) Group, in accordance with Rule 13d-1 (b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1 (c), check this box. |_| ITEM 4. OWNERSHIP. (A) AMOUNT BENEFICIALLY OWNED: See Item 9 of the cover pages attached hereto. (B) PERCENT OF CLASS: See Item 11 of the cover pages attached hereto. (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE, (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE, (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF, OR (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: See Items 5 through 8 of the cover pages attached hereto. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. The percentage ownership of the subject securities fell below 5% in April, 1997. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 27, 1998 MORGAN GRENFELL CAPITAL MANAGEMENT INCORPORATED By /s/ Mario R. Garel -------------------------------------- Name: Mario R. Garel Title: Controller By /s/ Joan A. Binstock -------------------------------------- Name: Joan A. Binstock Title: COO & Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----